\documentclass[a4paper,12pt]{article} \usepackage{chao} \usepackage{algo} \geometry{margin=2cm} \title{Ideal and greedy base packing} \author{} \date{} \DeclareMathOperator*{\opt}{OPT} \DeclareMathOperator*{\len}{len} \DeclareMathOperator*{\cl}{span} \begin{document} \maketitle \section{Ideal base packing} Try to generalize Thorup's ideal tree packing \cite{Thorup_2008} to matroids. We cannot expect it to work on all matroids. The goal is to figure out some sufficient conditions and their relations with basepacking($\lambda\leq c \sigma$) and random contraction($\lambda \leq c \frac{|E|}{r(E)}$). The idea is that we want to find a small set of bases such that for any minimum $k$-cocycle there is a base that the cocycle hits the base $O(k)$ times. The number of bases should be as small as possible. One can select all bases and see that for every $k$-cocycle there is a base that only gets hit exactly $k$ times. Let $M=(E,\mathcal I)$ be a matroid with capacity $c:E\to \R_{\geq 0}$ on elements and let $\sigma=\min_{F\subset E} \frac{c(E-F)}{r(E)-r(F)}$ be its weighted strength. \begin{algo} \textsc{\underline{Ideal Utilization}}($M$)\\ If the groundset $E$ is empty, stop\\ Let $F^*\in \argmin_{F\subset E} \frac{c(E-F)}{r(E)-r(F)}$ and let $\sigma$ be the strength\\ for $e\in E-F^*$:\\ \quad $u^*(e)=1/\sigma$\\ \textsc{Ideal Utilization}($M|F^*$) \end{algo} We will work on the lattice of flats. The set of flats of $M$ forms a geometric lattice. Take two flats $A,B$ that $A\subset B$ and consider the sublattice between $A$ and $B$. This sublattice is exactly the lattice of flats of matroid $(M/A)\setminus (E-B)$. \begin{lemma} Consider the ideal utilizations $u^*(e)$ assigned by the above algorithm. \begin{enumerate} \item $\sigma(M)\leq \sigma(M|F^*)$ \item $u^*(e)$ is unique even though the $F^*$ may not be unique. \item There is a fractional base packing $y$ such that $\sum_{B:e\in B}y(B)=u^*(e)$. \item Each base in the above base packing is a minimum base with respect to the ideal utilizations $u^*(e)$. \end{enumerate} \end{lemma} \begin{proof} The proofs are similar to those in \cite{thorup_fully-dynamic_2007}. \begin{enumerate} \item Let $F'\subset F^*$ be the optimal flat in $M|F^*$. Note that the lattice of flats is the same as the sublattice between $F^*$ and $\emptyset$ in $\mathcal L(M)$. Thus $F'$ is also a flat in $M$. Then we have \[ \sigma(M|F^*)=\frac{c(F^*-F')}{r(F^*)-r(F')} =\frac{c(E-F')-c(E-F^*)}{r(E)-r(F')-(r(E)-r(F^*))} \geq \frac{c(E-F^*)}{r(E)-r(F^*)}, \] the last inequality follows from $\frac{c(E-F')}{r(E)-r(F')}\geq \frac{c(E-F^*)}{r(E)-r(F^*)}$. \item If there are two disjoint flats $F_1,F_2$ achieving the same optimal strength. Consider the span of their union $F=\cl(F_1\cup F_2)$. It is not hard to see that \[ \frac{c(E-F)}{r(E)-r(F)}\leq \frac{c(E)-c(F_1)-c(F_2)}{r(E)-r(F_1)-r(F_2)} \leq \sigma \] Thus, both inequalities are tight. This fact implies that $\sigma(M)=\frac{c(F_1)}{r(F_1)}=\frac{c(F_2)}{r(F_2)}=\frac{c(E)}{r(E)}$. Now suppose that in the first step we choose $F_1$. Then $\empty$ should be the optimal flat in $M|F_1$ since $\sigma(M|F_1)\geq \sigma(M)=\frac{c(F_1)}{r(F_1)}$. Then the ideal utilization for any element is $1/\sigma$. Now suppose that $F_1$ and $F_2$ are not disjoint\footnote{In fact, the analysis still works if $F_1$ and $F_2$ are disjoint. The disjoint case can be removed.}. It suffices to prove that their meet $F_1\cap F_2$ is the optimal flat in $M|F_1$. First note that $F_1\cap F_2$ is a flat in $M$ and $M|F_1$. We claim that $\frac{c(F_1)-c(F_1\cap F_2)}{r(F_1)-r(F_1\cap F_2)}\leq \sigma$. Suppose this is not true. We have, \[ \begin{aligned} \sigma &< \frac{c(F_1)-c(F_1\cap F_2)}{r(F_1)-r(F_1\cap F_2)} & & \\ &\leq \frac{c(F_1\cup F_2)-c(F_2)}{r(F_1\cup F_2)-r(F_2)} & &\text{submodularity of $r$}\\ &=\frac{c(E)-c(F_2)-(c(E)-c(F_1\cup F_2))}{r(E)-r(F_2)-(r(E)-r(F_1\cup F_2))} \end{aligned} \] which shows $c(E)-c(\cl(F_1\cup F_2))\leq c(E)-c(F_1\cup F_2)<\sigma(r(E)-r(\cl(F_1\cup F_2)))$ and contradicts to the fact that $F_1,F_2$ are the optimal flats. Thus $\frac{c(F_1)-c(F_1\cap F_2)}{r(F_1)-r(F_1\cap F_2)}\leq \sigma$ holds and $F_1\cap F_2$ is the optimal flat in $M|F_1$. \item % I don't think this is true on general matroids. We define the ideal base packing $y$ by induction. Suppose that the ideal base packing $y'$ on $M|F^*$ is known. Let $y^*$ be the optimal fractional base packing of $M$ with capacity $c$. (Following Thorup's notation, $y^*(B)$ is a probability on the set of bases and ``optimal'' means that $1/\sigma = \max_e \frac{\sum_{B:e\in B}y^*(B)}{c(e)}$.) We uniformly and independently choose a base $B_{F^*}$ with $y'(B_{F^*})>0$ and a base $B$ with $y^*(B)>0$ and construct a new set $S=B_{F^*}\cup (B\setminus F^*)$. For any base $B$, the size of $S$ is $r(F^*)+r(E)-|B\cap F^*|$. However, if $B$ is in the support of $y^*$ then $|S|$ is exactly $r(E)$. To see this, consider the average relative load of $y^*$ on $e\in E\setminus F^*$. We choose an edge $e$ with probability proportional to its capacity $c(e)$. \[ \sum_{e\in E\setminus F^*} \frac{c(e)}{c(E\setminus F^*)}\frac{\sum_{B:e\in B} \Pr[B]}{c(e)} \geq \frac{r(E)-r(F^*)}{c(E\setminus F^*)}=\frac{1}{\sigma} \] Note that $B$ is taken from the support of the optimal base packing, then $\sum_{B:e\in B} \frac{\Pr[B]}{c(e)}$ are the same for all elements in $E\setminus F^*$ and every $B$ contains $r(E)-r(F^*)$ edges in $E\setminus F^*$. In graphic matroids it follows easily that $S$ is a spanning tree. However, $S$ may not be independent in general matroids.\footnote{Here is a systematical way to construct counterexamples. Let $B$ be a base of $M|F^*$ and let $X\subset E-F^*$ be an independent set such that $B\sqcup X$ is a base of $M$. Let $B'$ be the counterexample with largest intersection with $B$. We can assume the circuit $C\subset B'\sqcup X$ contains $B'\setminus B$ since otherwise we can do multiple symmetric exchange with $B$ and $B'$. Then we can divide $C$ into 3 parts, $R=B'\setminus B, S=C\cap B, T=C\cap X$. One can set $R=\set{(0,0,1)^T},S=\set{(1,1,1)^T}$ and $T=\set{(1,0,0)^T,(0,1,0)^T}$. Then it is easy to add more dimensions and get the desired $F^*$.} $S$ is independent does not imply that $M$ is a direct sum of $M|F^*$ and $M\setminus F^*$ since the rank of $M\setminus F^*$ can be larger than $r(E)-r(F^*)$. Characterization of matroids where $S$ is a base is another interesting problem. \note{From now on we assume $S$ is a base. This should holds in all $(k,2k-1)$-sparsity matroids.} Then the lemma follows by induction. \item If $F^*=\emptyset$ or the size of the groundset is 1, then one can easily see the claim holds since every element have the same ideal utilitization. Now suppose the claim holds for $M|F^*$. In the previous bullet point we have already shown that every element in $E\setminus F^*$ have the same utilization. Note that we also have shown in the first bullet point that the ideal utilization is larger in $M$ than in $M|F^*$. Thus, the construction conincides with the greedy algorithm for minimum matroid base. \end{enumerate} \end{proof} The following lemma does not seem related to the ideal tree packing. \begin{lemma} If we decrease the capacity of an edge, no ideal edge utilization decreases. \end{lemma} \begin{proof} Let $c'$ be the decreased capacity. Suppose for a contradiction that there is a element $f$ with decreased utilization $u'(f)< u(f)$. Among all such edges, let $f$ maximize $u(f)$. Consider edges with $u(e)>u$. We have $u'(e)\geq u(e)$ for such edges since $f$ is the counterexample with largest $u(f)$. Let $M|E_{\leq u(f)}$ be the matroid restricted to the edge set with $u(e)\leq u(f)$. For simplicity, in this proof we write $A$ for $E_{\leq u(f)}$ and $A'$ for $E_{\leq u'(f)}$. Note that $f$ is in $A-F^*$ where $F^*$ is the smallest optimal flat and the strength of $M|A$ is $1/u(f)$. Similarly, let $M|A'$ be the corresponding matroid under capacity $c'$. Note that if $e\notin A$, then $u'(e)\geq u(e)> u(f)> u'(f)$, so $e\notin A'$. It follows that $A'\subseteq A$. Now consider the optimal cocycle $C=A-F^*$. We divide $C$ into 2 parts, $C_2=(A-F^*)\cap A'$ and $C_1=(A-F^*)- A'$. Note that by submodularity of rank function, we have \[ \frac{1}{u(f)}=\frac{c(C)}{r(A)-r(A\setminus C)} \geq \frac{c(C_1)+c(C_2)}{(r(A)-r(A\setminus C_1))+(r(A')-r(A'\setminus C_2))}. \] We also know that $\frac{1}{u(f)}\leq \frac{c(C_1)}{r(A)-r(A\setminus C_1)}$. Then it follows that $\frac{c(C_2)}{r(A')-r(A'\setminus C_2)}\leq \frac{1}{u(f)}$. Hence, we get a contradiction \[ \frac{1}{u'(f)}\leq\frac{c'(A'-C_2)}{r(A')-r(A'\setminus C_2)} \leq \frac{c(C_2)}{r(A')-r(A'\setminus C_2)}\leq \frac{1}{u(f)}. \] \end{proof} \begin{remark} If we increase the capacity, no ideal edge utilization increases. The proof is similar. Removing (contracting) edges has the same effect on ideal utilization as setting the capacity to $0$ ($\infty$). \end{remark} \subsection{Counting} Ideal base packing is a distribution on some bases. Given a subset $D\subset E$, consider the expected size of intersection with a base sampled from the ideal distribution. The expectation is exactly $\sum_{e\in D} c(e)u^*(e)$. Recall that our goal is to show that for any minimum $k$-cocycle a random base in the ideal base packing uses $O(k)$ elements in the cocycle in expectation. Thorup proved that in \textbf{graphic matroids} there is a fixed distribution of $k$-cocycles such that for any base from the ideal base packing, the expected size of intersection is at most $O(k)$ (Lemma~7 in \cite{Thorup_2008}). Then it follows that if we take a random spanning tree from the ideal tree packing, there is a fixed $(k+1)$-cut $C$ such that the expected size of intersection is at most $O(k)$, which implies $\sum_{e\in C}c(e)u^*(e)\in O(k)$. How is this fixed $(k+1)$-cut (or $k$-cocycle) related to the minimum $(k+1)$-cut (minimum $k$-cocycle) ? The minimum $k$-cocycle has smaller capacity than $C$. Note that Thorup used a greedy way to construct the cocycle $C$. Elements in $C$ always has the largest possible utilization. These facts implies that the minimum $k$-cocycle has a smaller value $\sum c(e)u^*(e)$ than $C$. However, Lemma~7 in \cite{Thorup_2008} does not generalize to all matroids and we need to take a close look at the construction of $C$. Let $k'$ be $r(E)-r(F^*)$ and we want to find the minimum $k$-cocycle. Basically we need to do random contraction on $M/ F^*$. Let $\mathcal X$ be the set $\set{X|X=B\setminus F^* \land r(X)=k'}$. That is, we consider all bases that hitten by the $k'$-cocycle exactly $k'$ times and for each of them we collect the intersection with the $k'$-cocycle. ... \subsection{Support size} Recall that we construct the ideal base packing recursively. Suppose that the ideal base packing for $M|F^*$ contains $n$ bases and let $m$ be the size of support of the optimal base packing of $M$. Then the number of bases in the ideal base packing of $M$ is $nm$. Note that $m$ is upperbounded by the $|E|$ since the number of constraints is at most $|E|$ in the tree packing LP. The support size can be exponential. Consider a path with $n$ points and parallel edges. The depth of recursion can be $n-1$. Do we need all bases in the packing? Say we are interested in the minimum $k$-cocycle and want to show that we can find a set of bases such that for any minimum $k$-cocycle there is a base whose intersection with the cocyle is at most $O(k)$ elements. The strategy is to first find a $\geq k$-cocycle using the utilization algorithm, then randomly delete edges in the $\geq k$-cocycle to make the rank defieciency exactly $k$. Notice that only elements in the $\geq k$-cocycle matter. Thus we only need constant recursion depth and $O(m^k)$ bases where $m$ is the number of elements. \subsection{Rigidity matroids} \begin{conjecture}\label{conj:idealrigidbase} Let $M$ be a connected 2D rigidity matroid on graph $G=(V,E)$. Let $F^*$ be the optimal flat for strength $F^*=\argmin_{F\subset E}\frac{c(E\setminus F)}{r(E)-r(F)}$. Let $X\subset E\setminus F^*$ be a independent set with rank $r(E)-r(F^*)$. Then for any maximal independent set $B_{F^*}\subset F^*$, $X\cup B_{F^*}$ is a base of $M$. \end{conjecture} \begin{remark} The intuition is that rigidity of $F^*\cup X$ only depends on the 1-thin cover of $F^*$ but not the base $B_{F^*}$. Consider a non-proper 1-thin cover where the rigid components come from those of 1-thin cover of $F^*$ and singleton elements of $X$. A proper 1-thin cover can be computed through coarsening. For a subset of rigid components $\mathcal P$, let $t=|\bigcup_{P\in \mathcal P} V[P]|$ be the number of vertices. If the number of edges $\sum_{P\in \mathcal P} 2|P|-3$ is at least $2t-3$ then we merge these components into a new one. One can see that in this process we do not care the actual base $B_{F^*}$ and only the 1-thin cover matters. \end{remark} \section{Greedy base packing} \bibliographystyle{plain} \bibliography{ref} \end{document}